Shareholder Structure
The proportion of voting rights held by the investors listed in the following table is taken from the respective latest shareholder notification to Infineon. The stated percentages in the second column refer to the share capital held at the
date of the respective notification. The percentages in the third column refer to the
current share capital and shall present a simplified overview on the current shareholder structure.
More information about the reporting and disclosure requirements can be found below the table.
| 100% Free float | relating to the number
of shares at the date of the notification |
relating to the current share capital (1,080,719,134 shares) | Notification pursuant to |
|---|---|---|---|
| UBS AG
thereof: thereof: |
4.52%
4.49%
3.28%
|
4.51%
4.49%
3.28% |
§ 25 a WpHG
§ 25 WpHG
§§ 21, 22 WpHG |
| BlackRock, Inc.
thereof: BlackRock HoldCo 2, Inc. BlackRock Financial Management, Inc. BlackRock Advisors Holdings, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings, L.P. |
5.08%
|
5.10%
|
§§ 21, 22 WpHG
|
| Capital Group Companies, Inc.
thereof: Capital Research and Management thereof: EuroPacific Growth Fund |
8.02%
|
8.07%
|
§§ 21, 22 WpHG
|
| Dodge & Cox Investment Managers
thereof: Dodge & Cox International Stock Fund |
9.95%
|
9.88%
|
§§ 21, 22 WpHG
|
(Status: as of May 14, 2013)
Disclosure Requirements
Sec. 21 of the German Securities Trading Act (Wertpapierhandelsgesetz) requires each person whose shareholding
reaches,
exceeds or, after exceeding,
falls below the 3%, 5%, 10%, 15%, 20%, 25%, 30%, 50% or 75% voting rights thresholds of a listed corporation to notify such to the corporation and to the German Federal Supervisory Authority for Financial Services (Bundesanstalt für Finanzdienstleistungsaufsicht - "BaFin") immediately, but no later than four trading days after they have reached, exceeded or fallen below such a threshold. For the purpose of determining the relevant shareholding, voting rights which are deemed to be held by way of attribution according to sec. 22 of the German Securities Trading Act must also be taken into consideration. Non-compliance with the notification requirement has
serious consequences: such holders cannot exercise any rights from any of the shares concerned until the disclosure requirement has been complied with (and in certain cases six months longer). In addition, a fine of up to € 1 million can be imposed on the relevant shareholder.
A comparable notification requirement and corresponding legal consequences are provided for in sec. 25 of the German Securities Trading Act with regard to financial instruments that result in an entitlement to unilaterally acquire shares carrying voting rights. Furthermore, on February 1, 2012, another notification requirement according to sec. 25 para. a of the German Securities Trading Act has become effective. It shall apply to financial and other instruments that enable their holder to acquire shares with voting rights in factual or in economic terms.
According to sec. 26 of the German Securities Trading Act Infineon is obligated to disclose notifications of voting rights made pursuant to sec. 21, 22 and 25, 25 para. a of the German Securities Trading Act. We comply to this obligation by using the Internet platform of DGAP (Deutsche Gesellschaft für Ad-hoc-Publizität mbH). The complete wording of these disclosures is available
here.
Changes of Address in Share Register
Infineon shareholders can arrange online for a change in their address to be noted in the official share register (by clicking on "Shareholder" on the link below).
registrar services GmbH