Shareholder Structure
The number of shares held by the investors listed in the following table is taken from the respective latest shareholder notification to Infineon. The stated percentages in the first column refer to the share capital held at the
date of the respective notification. The percentages in the second column refer to the
current share capital and shall present a simplified overview on the current shareholder structure.
More information about the reporting and disclosure requirements of shareholders can be found below the table.
| 100% Free float | relating to the number
of shares at the date of the notification |
relating to the current share capital (1,086,745,835 shares) |
|---|---|---|
| EuroPacific Growth Fund |
3.06%
|
3.06% |
| Capital Research and Management |
5.06%
|
5.06% |
| BlackRock, Inc. |
5.08%
|
5.08% |
| Dodge & Cox
(thereof 9.88% Dodge & Cox International Stock Fund) |
9.95%
|
9.82% |
(Status: as of September 14, 2011)
Disclosure Requirements for Shareholders
The German Securities Trading Act (Wertpapierhandelsgesetz) requires each person whose shareholding
reaches,
exceeds or, after exceeding,
falls below the 3%, 5%, 10%, 15%, 20%, 25%, 30%, 50% or 75% voting rights thresholds of a listed corporation to notify such to the corporation and to the German Federal Supervisory Authority for Financial Services (Bundesanstalt für Finanzdienstleistungsaufsicht - "BaFin") immediately, but no later than four trading days after they have reached, exceeded or fallen below such a threshold. For the purpose of determining the relevant shareholding, voting rights which are deemed to be held by way of attribution according to the rules of the German Securities Trading Act must also be taken into consideration. Non-compliance with the notification requirement has
serious consequences: such holders cannot exercise any rights from any of the shares concerned until the disclosure requirement has been complied with (and in certain cases six months longer). In addition, a fine of up to € 200,000 can be imposed on the relevant shareholder. Comparable notification requirements and corresponding legal consequences are provided for in the German Securities Trading Act with regard to financial instruments that result in an entitlement to acquire - unilaterally and under a legally binding agreement - shares carrying voting rights. Furthermore, as of February 1, 2012, notification requirements shall also apply to financial instruments that enable their holder to acquire shares with voting rights in economic terms only.
Changes of Address in Share Register
Infineon shareholders can arrange online for a change in their address to be noted in the official share register (by clicking on "Shareholder" on the link below).
registrar services GmbH